Filter by Categories
Accounting
Banking

Structural Subordination

A subordination of mezzanine capital that is defined by the borrower group's corporate structure. For example, this type of subordination...

Semi-Captive Private Equity Fund

A private equity fund which is a middle ground between a captive private equity fund and an independent private equity...

Co-Manager

A secondary underwriter that is involved, along with other underwriters, in an initial public offering (IPO). An issuer may hire...

Second Round

The intermediate stage of venture capital financing that follows the seed funding and first round stages and precedes the mezzanine...

Sticky Deal

An initial public offering (IPO) issue/ deal that the underwriter cannot sell easily. IPO deals become sticky when the issuer...

SEO

An abbreviation for seasoned equity offering or secondary equity offering; an equity issue by a firm that already has common...

Green Shoe

A provision in an initial public offering (IPO) underwriting agreement which entitles the underwriters to purchase more shares than specified...

Grandfathered Shell

A shell company or a blank check which was crated and taken public prior to the passage of Rule 419...

General Solicitation

An act of seeking interest from the broad public (public investors) for an offering (public offering) through mass communication (advertising,...

Redemption Risk

The risk of loss that is caused the exit of investors from a mutual fund or investment pool. This risk...