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Accounting
Banking

Quiet Filing

A preliminary prospectus that intentionally lacks certain facts about the initial public offering (IPO). This involves the filing of a…

Bookrunning Manager

The underwriter (investment bank) that is in charge of, and has ultimate control on, an initial public offering (IPO). The...

Lead Underwriter

The underwriter (investment bank) that is in charge of, and has ultimate control on, an initial public offering (IPO). The...

Bookrunner

The underwriter (investment bank) that is in charge of, and has ultimate control on, an initial public offering (IPO). The...

Mezzanine Bracket

The members of an underwriting syndicate/ group (a list of underwriters) which plays a moderately important role (i.e., constituting the...

Pot Securities

The portion of securities from a new public offering issue that are returned to the lead underwriter by syndicate members...

Pot

The portion of securities from a new public offering issue that are returned to the lead underwriter by syndicate members...

Price Stabilization

A market action that aims to protect a newly issued stock. It involves a lead underwriter intervening in the market...