A fee that is charged by an underwriter (bookrunner) when investors flip an initial public offering (IPO) issue (i.e., sell…

A capital-preserving tactic that is constructed by buying a European call option and a risk-free bond maturing on the option…

The preliminary document of an initial public offering (IPO) that is prepared after the registration statement is filed with the…

An option trading strategy whereby a put option is sold, with the proceeds (the aggregate exercise price) being invested in…

A rudimentary prospectus that is circulated prior to an initial public offering (IPO) in order, and after the price range…

A short form for pink sheet shell (pink sheet shell company). By definition, a pink is a type of public…

An option on a forward rate agreement (FRA) that gives the holder the right, without the obligation, to buy an…

A preliminary prospectus that intentionally lacks certain facts about the initial public offering (IPO). This involves the filing of a…

An agreement that a seller and a buyer enter into in order to exchange a straddle option at a specific expiration…

A period of time that precedes trading on an initial public offering (IPO) in which NASDAQ accepts buy and sell…