A situation when an underwriter has successfully sold all the securities of a new public offering issue, set aside or...
An abbreviation for direct public offering; an initial public offering (IPO) in which the issuing company doesn't hire the services...
A secondary underwriter that is involved, along with other underwriters, in an initial public offering (IPO). An issuer may hire...
A type of prospectus that does not necessarily contain specific information about the potential issue/ offering (or a firm being...
A type of prospectus that does not necessarily contain specific information about the potential issue/ offering (or a firm being...
A type of shelf offering in which the issuer intends to offer securities promptly after effectiveness (within a window of...
A type of shelf offering in which the issuer does not intend to offer securities at the time effectiveness (the...
A type of arrangement that provides a secondary source of funds (capital) in case the primary source falls short of...
A type of arrangement that provides a secondary source of funds (capital) in case the primary source falls short of...
A type of arrangement that provides a secondary source of funds (capital) in case the primary source falls short of...