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Mutual Fund Prospectus

For a mutual fund, a prospectus is a document that provides information about the fund's investment objectives and policies, risks,...

Prospectus By Implication

A prospectus that is deemed to have been made by the issuer, though it is actually offered to the public...

Deemed Prospectus

A prospectus that is deemed to have been made by the issuer, though it is actually offered to the public...

Abridged Prospectus

A type of prospectus that consists of all the salient feature of a prospectus. It constitutes a shorter version of...

Shelf Prospectus

A prospectus that entails issuance of securities or class of securities for subscription in one issue or more over a...

Pink-Herring Prospectus

A prospectus that is issued without disclosure of the number of securities being offered or, in an initial public offering...

Prospectus Supplement

For an offering, it is a document that is delivered, along with a base prospectus (core prospectus), to investors, in...

Base Prospectus

A type of prospectus that does not necessarily contain specific information about the potential issue/ offering (or a firm being...

Core Prospectus

A type of prospectus that does not necessarily contain specific information about the potential issue/ offering (or a firm being...

Continuous Offering

A type of shelf offering in which the issuer intends to offer securities promptly after effectiveness (within a window of...