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Shelf Takedown Offering

An offering whereby underwriters essentially take down securities off the shelf (on-the-go basis), rather than issue these securities in one...

Shelf Takedown

An offering whereby underwriters essentially take down securities off the shelf (on-the-go basis), rather than issue these securities in one...

PE

It stands for post-effective amendment; in relation to public offerings (initial public offerings, IPOs), it is an amendment to a...

POS AM

It stands for post-effective amendment; in relation to public offerings (initial public offerings, IPOs), it is an amendment to a...

Post-Effective Amendment

In relation to public offerings (initial public offerings, IPOs), it is an amendment to a registration statement that is not...

Public Offering

The offering of securities of a company or a similar corporation to the public. The offered securities are to be...

Non-Shelf Offering

An offering that is effected through a filing with an exchange regulatory (e.g., Securities and Exchange Commission) for registration of...

Warehousing

The accumulation and custodianship of debt securities (bonds or loans) in preparation for securitization through a collateralized debt obligation (CDO)...

Cost Basis

All what an investor pays or is required to pay for an investment. Cost basis includes brokerage fees, commissions or...

Event-Driven Strategy

An investment strategy whereby an institutional investor capitalizes on profits that can be attained from mispricing opportunities that may arise...